Job Description
Join our prestigious financial institution as a Senior Financial Compliance Officer, where you'll safeguard regulatory integrity while driving innovation in global banking operations. This pivotal role combines deep regulatory expertise with strategic advisory capabilities in one of the world's most dynamic financial hubs.
We're seeking a seasoned professional to navigate complex compliance landscapes, implement robust frameworks, and mentor junior compliance analysts. You'll collaborate with executive leadership to ensure adherence to FCA, PRA, and international regulatory standards while optimizing compliance efficiency.
Responsibilities
- Develop and implement comprehensive compliance programs aligned with FCA/PRA regulations and international banking standards
- Conduct high-stakes regulatory risk assessments and provide actionable mitigation strategies
- Lead internal audits and regulatory examinations, ensuring flawless execution and documentation
- Mentor junior compliance analysts through specialized training programs and performance reviews
- Collaborate with Legal, Risk, and Operations teams to embed compliance into business processes
- Monitor emerging regulatory trends and propose proactive compliance innovations
- Prepare executive-level compliance reports for Board and senior leadership
Qualifications
- Minimum 7 years in financial compliance with proven experience in UK/EU banking regulations
- Professional certifications: FCA Compliance Specialist or equivalent (e.g., ICA Diploma)
- Deep expertise in MLAR, AML/CFT, and sanctions compliance frameworks
- Exceptional analytical skills with experience in regulatory risk modeling
- Strong leadership background with team management responsibilities
- Advanced proficiency in compliance management software (e.g., MetricStream, Nasdaq Comply)
- Postgraduate degree in Finance, Law, or related field preferred