Job Description
Join our prestigious financial compliance team at Global Financial Partners, a leading investment bank with operations in 12 countries. We're seeking a meticulous Senior Financial Compliance Analyst to navigate the evolving regulatory landscape in the UK and EU. This role offers unparalleled exposure to high-stakes financial operations while ensuring adherence to FCA, PRA, and MiFID II regulations. You'll collaborate with senior stakeholders across trading, risk, and legal teams to implement robust compliance frameworks.
Our award-winning compliance culture prioritizes continuous learning and innovation, with opportunities for professional certifications and international rotations. Enjoy comprehensive benefits including private healthcare, generous pension matching, and flexible working arrangements.
Responsibilities
- Monitor and interpret regulatory changes from FCA, PRA, and EU authorities, translating requirements into actionable policies
- Conduct real-time transaction monitoring and suspicious activity investigations for high-net-worth portfolios
- Lead compliance risk assessments for new financial products and cross-border trading activities
- Develop and deliver compliance training programs to 200+ frontline staff across EMEA
- Prepare regulatory reporting packages for senior management and board committees
- Collaborate with IT to enhance compliance automation using RegTech solutions
Qualifications
- Bachelor's degree in Finance, Economics, or Law; CFA/ACCA/LLM preferred
- 5+ years in financial compliance with direct exposure to capital markets or wealth management
- Deep expertise in UK/EU regulatory frameworks (FCA Handbook, MiFID II, EMIR)
- Advanced proficiency in compliance monitoring systems (e.g., NICE Actimize, ComplyAdvantage)
- Exceptional analytical skills with experience investigating complex financial transactions
- Strong stakeholder management abilities with experience presenting to C-suite executives
- Relevant professional certifications (e.g., CAMS, CCEP) highly desirable